Christopher Austin, financial advisor Irvine CA

Christopher Austin

CRD Number: 5874196
Current Firm: City National Rochdale

Christopher Austin (CRD# 5874196) is an Investment Advisor Representative working at City National Rochdale in Irvine, CA and has over 13 years of experience in the finance industry.

Similar Advisors
Daniel Horgan, financial advisor Irvine CA
Daniel C. Horgan
CRD# 1620034
Raymond James & Associates, Inc.
Similar Advisors
James Skorheim, financial advisor Irvine CA
James M. Skorheim
CRD# 6384003
Dorman Skorheim Wealth Management LLC
Similar Advisors
Richard Jensen, financial advisor Irvine CA
Richard A. Jensen
CRD# 2361078
Baker Jensen Investment Advisors, LLC
Professional Designations
Company Name Location Dates Years
Cnr Securities, LLC Irvine, CA Mar 2022 - Current 2
City National Rochdale Beverly Hills, CA Feb 2020 - Mar 2022 2
20/20 Capital Management, Inc. Costa Mesa, CA May 2018 - Feb 2020 1
Ameritas Investment Corp Lincoln, NE Mar 2014 - Feb 2020 5
20/20 Financial Advisors Costa Mesa, CA Feb 2014 - Feb 2020 6
20/20 Capital Management Costa Mesa, CA Nov 2015 - Apr 2018 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2011
S65 NASAA Investment Advisors Law Examination Nov 2011
Contact Info for Christopher S. Austin
Phone Number: 212-702-3500
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    60,066
    MILLIONS
  • Total Number of Accounts
    43,108
    ACCOUNTS
  • Average Account Value
    $1,393,375
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.