Darcy Aschenbrenner, financial advisor Beverly Hills CA
88 score

Darcy Aschenbrenner

CRD Number: 6322260
Current Firm: Rbc Capital Markets, LLC

Darcy Aschenbrenner (CRD# 6322260) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Beverly Hills, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Beverly Hills, CA Apr 2014 - Current 2
Unemployed Santa Clarita, CA Sep 2013 - Apr 2014 < 1
Joyce Factory Direct Of St Louis St Louis, MO Jan 2012 - Sep 2013 1
Thomas Construction Bridgeton, MO Mar 2011 - Jan 2012 < 1
Castle Law Office St Louis, MO Aug 2010 - Mar 2011 < 1
Independent Contractor St Louis, MO Oct 2009 - Aug 2010 < 1
Alimak Hek Houston, TX Jun 2009 - Oct 2009 < 1
Unemployed Mexico, MO May 2009 - Jun 2009 < 1
Full-time Education Mexico, MO Jan 1990 - May 2009 19
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Contact Info for Darcy B. Aschenbrenner
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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