Frank Willis, financial advisor Beverly Hills CA
89 score

Frank Willis

CRD Number: 6050642
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frank Willis (CRD# 6050642) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Beverly Hills, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Santa Monica, CA Dec 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica, CA Jun 2014 - Current 2
Jp Morgan Securities, LLC Torrance, CA Apr 2013 - Jun 2014 1
Jp Morgan Chase Bank Torrance, CA Aug 2012 - Jun 2014 1
Unemployed Rancho Palos Verdes, CA Jun 2012 - Aug 2012 < 1
Ubs Tucson, AZ Apr 2012 - Jun 2012 < 1
University Of Arizona Tucson, AZ Aug 2011 - Apr 2012 < 1
Merill Lynch Long Beach, CA Jun 2011 - Aug 2011 < 1
University Of Arizona Tucson, AZ Sep 2008 - Jun 2011 2
Palos Verdes Beach Club Palos Verdes Estates, CA Apr 2008 - Sep 2008 < 1
Palos Verdes High School Palos Verdes Estates, CA Nov 2007 - Sep 2008 < 1
Ralphs Rancho Palos Verdes, CA Aug 2007 - Nov 2007 < 1
Palos Verdes High School Palos Verdes Estates, CA Aug 2004 - Aug 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Frank Willis
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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