Scott Shagrin, financial advisor Beverly Hills CA

Scott Shagrin

CRD Number: 1162316
Current Firm: Beverly Hills Private Wealth, LLC

Scott Shagrin (CRD# 1162316) is an Investment Advisor Representative working at Beverly Hills Private Wealth, LLC in Beverly Hills, CA and has over 40 years of experience in the finance industry. Scott Shagrin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Beverly Hills Private Wealth Beverly Hills, CA Oct 2022 - Current 1
Bank Of America, N.a. Beverly Hills, CA Sep 2009 - Oct 2022 13
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills, CA Sep 2006 - Oct 2022 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Nov 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scott M. Shagrin
Phone Number: 310-388-3800
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    696
    MILLIONS
  • Total Number of Accounts
    1,097
    ACCOUNTS
  • Average Account Value
    $634,458
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, FL, LA, NH, NY, TX

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