Vince Vu, financial advisor Beverly Hills CA

Vince Vu

CRD Number: 6592234
Current Firm: City National Rochdale

Vince Vu (CRD# 6592234) is an Investment Advisor Representative working at City National Rochdale in Beverly Hills, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
City National Rochdale Beverly Hills, CA Dec 2015 - Current 5
Wells Fargo Bank Beverly Hills, CA Nov 2013 - Nov 2015 2
Wells Fargo Bank Beverly Hills, CA Nov 2009 - Oct 2013 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2018
Contact Info for Vince X. Vu
Phone Number: 212-702-3500
Firm Website: http://cnr.com/
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    45,778
    MILLIONS
  • Total Number of Accounts
    35,889
    ACCOUNTS
  • Average Account Value
    $1,275,544
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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