Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Adam Kline, financial advisor Birmingham AL
78 score

Adam Kline

CRD Number: 5912400
Current Firm: Mainsail Asset Management, LLC

Adam Kline (CRD# 5912400) is an Investment Advisor Representative working at Mainsail Asset Management, LLC in Birmingham, AL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Transition Planning Pelham, AL Aug 2013 - Current 3
First Heartland Capital Inc. Lake St Louis, MO Oct 2013 - Oct 2014 1
Morgan Stanley Smith Barney Birmingham, AL Apr 2011 - Apr 2013 2
Aliant Bank Birmingham, AL Nov 2006 - Apr 2011 4
Foundation Mortgage Group Birmingham, AL Oct 2002 - Oct 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Adam P. Kline
Phone Number: 205-536-7776
Registered State(s):
  • AL
  • LA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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