Anna CarrollCRD Number: 6220795
Current Firm: Cetera Investment Advisers LLC
Anna Carroll (CRD# 6220795) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Birmingham, AL and has over 5 years of experience in the finance industry.
Canterbury Investment Advisors LLC
Nbc Securities, Inc.
Wells Fargo Clearing Services, LLC
|Cetera Investment Advisers LLC||Birmingham, AL||Jun 2020 - Current||1|
|Cetera Investment Services LLC||St. Cloud, MN||Jun 2020 - Current||1|
|Regions Bank||Birmingham, AL||May 2020 - Current||1|
|Proequities, Inc.||Birmingham, AL||Feb 2016 - Apr 2020||4|
|Metlife Securities Inc.||Birmingham, AL||Jun 2013 - Jan 2016||2|
|Auburn University||Auburn, AL||Jul 2009 - May 2013||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2016|
|S65||NASAA Investment Advisors Law Examination||Jan 2020|
Total Assets Under Management28,326MILLIONS
Total Number of Accounts129,758ACCOUNTS
Average Account Value$218,298
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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