David Bannon, financial advisor Birmingham AL

David Bannon

CRD Number: 3039084
Current Firm: Capital Advisors, Inc.

David Bannon (CRD# 3039084) is an Investment Advisor Representative working at Capital Advisors, Inc. in Birmingham, AL and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Advisors, Inc. Birmingham, AL Apr 2016 - Current 7
Quasar Distributors, LLC Milwaukee, WI Jan 2018 - Dec 2020 2
Minshall & Company Tulsa, OK Jun 2016 - Oct 2017 1
Charles Schwab Bank Birmingham, AL Feb 2005 - Feb 2016 11
Charles Schwab & Company, Inc. Birmingham, AL Oct 2000 - Feb 2016 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination May 2016
Contact Info for David P. Bannon
Phone Number: (918) 599-0045
Registered State(s):
  • AL
  • GA
  • OK
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    5,502
    MILLIONS
  • Total Number of Accounts
    6,518
    ACCOUNTS
  • Average Account Value
    $844,081
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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