David Griffith, financial advisor Newnan GA

David Griffith

CRD Number: 5906623
Current Firm: Principal Securities, Inc.

David Griffith (CRD# 5906623) is an Investment Advisor Representative working at Principal Securities, Inc. in Newnan, GA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Company Newnan, GA Feb 2019 - Current 5
Principal Securities Inc. Newnan, GA Feb 2019 - Current 5
52 Weeks Financial Atlanta, GA Feb 2019 - Dec 2020 1
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Feb 2019 4
Sterne Agee Financial Services, Inc. Newnan, GA Sep 2014 - Feb 2019 4
Wrp Investments Inc. Youngstown, OH Aug 2013 - Feb 2019 5
Griffith Financial Group Newnan, GA Aug 2003 - Feb 2019 15
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for David R. Griffith
Phone Number: 888-774-6267
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    12,106
    MILLIONS
  • Total Number of Accounts
    54,844
    ACCOUNTS
  • Average Account Value
    $220,730
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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