Earl Stewart, financial advisor Richmond VA

Earl Stewart

CRD Number: 1424905
Current Firm: Stonex Advisors Inc.

Earl Stewart (CRD# 1424905) is an Investment Advisor Representative working at Stonex Advisors Inc. in Richmond, VA and has over 38 years of experience in the finance industry.

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Company Name Location Dates Years
Stonex Advisors Inc. Richmond, VA Jun 2016 - Current 7
Stonex Securities Inc. Richmond, VA Jun 2015 - Current 8
Sterne, Agee & Leach, Inc. Richmond, VA Dec 2011 - Jun 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1985
S66 NASAA Uniform Combined State Law Examination Oct 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

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Contact Info for Earl (. Stewart
By the Numbers
  • Total Assets Under Management
    3,316
    MILLIONS
  • Total Number of Accounts
    14,019
    ACCOUNTS
  • Average Account Value
    $236,519
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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