Emily Farrior, financial advisor Birmingham AL
90 score

Emily Farrior

CRD Number: 5600784
Current Firm: Arlington Partners LLC

Emily Farrior (CRD# 5600784) is an Investment Advisor Representative working at Arlington Partners LLC in Birmingham, AL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Arlington Partners, LLC Birmngham, AL May 2016 - Current < 1
Stifel Nicolaus & Co Inc. Montgomery, AL Dec 2014 - May 2016 1
Merchant Capital, LLC Montgomery, AL Nov 2013 - Dec 2014 1
Raymond James & Associates, Inc. Montgomery, AL Feb 2013 - Nov 2013 < 1
Morgan Keegan & Company, Inc. Montgomery, AL Jul 2010 - Feb 2013 2
Unemployed Birmingham, AL Feb 2010 - Jul 2010 < 1
Mary Birmingham, AL Apr 2009 - Feb 2010 < 1
Morgan Keegan Birmingham, AL Aug 2008 - Feb 2009 < 1
Unemployed Birmingham, AL Aug 2008 - Sep 2008 < 1
Auburn University Auburn, AL Aug 2004 - Aug 2008 4
Village Grille Auburn, AL Jan 2007 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2011
S65 NASAA Investment Advisors Law Examination Oct 2011
Contact Info for Emily L. Farrior
Phone Number: 205.488.4300
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    1,113
    MILLIONS
  • Total Number of Accounts
    581
    ACCOUNTS
  • Average Account Value
    $1,915,092
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, CT, FL, GA, MS, NC, NH, TN, TX, VA

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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