Hunter James, financial advisor Birmingham AL

Hunter James

CRD Number: 7070465
Current Firm: Morgan Stanley

Hunter James (CRD# 7070465) is an Investment Advisor Representative working at Morgan Stanley in Birmingham, AL and has over 4 years of experience in the finance industry.

Similar Advisors
Steven Abrams, financial advisor Birmingham AL
Steven G. Abrams
CRD# 2842337
Nbc Securities, Inc.
Similar Advisors
Bradford Acton, financial advisor Birmingham AL
Bradford D. Acton
CRD# 6641051
Rfg Advisory, LLC
Similar Advisors
Brook Acton, financial advisor Birmingham AL
Brook D. Acton
CRD# 6186795
Cetera Investment Advisers LLC
Company Name Location Dates Years
Morgan Stanley Private Bank, N.a New York, NY Apr 2023 - Current < 1
Morgan Stanley Smith Barney LLC Birmingham, AL Mar 2023 - Current 1
Bank Of America, N. A. Birmingham, AL Aug 2019 - Mar 2023 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham, AL Jun 2019 - Mar 2023 3
University Of Alabama Tuscaloosa, AL Jan 2014 - Jun 2019 5
University Of Alabama Tuscaloosa, AL Jan 2011 - Dec 2017 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2019
Contact Info for Hunter L. James
Phone Number: 914-225-5510
Registered State(s):
  • AL
  • TX
By the Numbers
  • Total Assets Under Management
    1,185,061
    MILLIONS
  • Total Number of Accounts
    2,233,188
    ACCOUNTS
  • Average Account Value
    $530,659
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.