Jeffery Riley, financial advisor Birmingham AL
93 score

Jeffery Riley

CRD Number: 3157176
Current Firm: Principal Securities, Inc.

Jeffery Riley (CRD# 3157176) is an Investment Advisor Representative working at Principal Securities, Inc. in Birmingham, AL and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Company Birmingham, AL Aug 2015 - Current 1
Princor Financial Services Corporation Birmingham, AL Aug 2015 - Current 1
Charles Schwab Bank Birmingham, AL Feb 2005 - Aug 2015 10
Charles Schwab & Company, Inc. Birmingham, AL Mar 2002 - Aug 2015 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
Contact Info for Jeffery A. Riley
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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