Jeffery RileyCRD Number: 3157176
Current Firm: Principal Securities, Inc.
Jeffery Riley (CRD# 3157176) is an Investment Advisor Representative working at Principal Securities, Inc. in Birmingham, AL and has over 18 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Principal Life Insurance Company||Birmingham, AL||Aug 2015 - Current||2|
|Princor Financial Services Corporation||Birmingham, AL||Aug 2015 - Current||2|
|Charles Schwab Bank||Birmingham, AL||Feb 2005 - Aug 2015||10|
|Charles Schwab & Company, Inc.||Birmingham, AL||Mar 2002 - Aug 2015||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV