John BrooksCRD Number: 6120091
Current Firm: Sterne Agee Asset Management, Inc.
John Brooks (CRD# 6120091) is an Investment Advisor Representative working at Sterne Agee Asset Management, Inc. in Birmingham, AL and has over 4 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Sterne, Agee & Leach, Inc.||Birmingham, AL||Aug 2012 - Current||5|
|Richard Murray & Company, Inc.||Mobile, AL||Jul 2009 - Jul 2012||3|
|J.h. Berry & Gilbert, Inc.||Birmingham, AL||Sep 2007 - Jun 2009||1|
|University Of Alabama||Tuscaloosa, AL||Aug 2003 - Jun 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Total Assets Under Management694MILLIONS
Total Number of Accounts2,859ACCOUNTS
Average Account Value$242,694
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, CT, DC, FL, GA, IL, IN, KY, LA, MA, MD, MI, MS, NC, NJ, OK, PA, SC, TN, TX, UT, VA