Jonathan Register, financial advisor Birmingham AL

Jonathan Register

CRD Number: 1477620
Current Firm: Stifel, Nicolaus & Company, Incorporated

Jonathan Register (CRD# 1477620) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Birmingham, AL and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Birmingham, AL Jan 2018 - Current 3
Bank Of America, N.a. Birmingham, AL Jan 2014 - Jan 2019 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham, AL Nov 2013 - Jan 2019 5
Morgan Stanley Smith Barney Birmingham, AL Oct 2009 - Nov 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1986
S66 NASAA Uniform Combined State Law Examination Sep 2004
Contact Info for Jonathan H. Register
Phone Number: 314-342-2000
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    97,687
    MILLIONS
  • Total Number of Accounts
    244,516
    ACCOUNTS
  • Average Account Value
    $399,512
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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