Joseph Prokop, financial advisor Birmingham AL
90 score

Joseph Prokop

CRD Number: 5961163
Current Firm: Cetera Investment Advisers LLC

Joseph Prokop (CRD# 5961163) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Birmingham, AL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Hoover, AL Oct 2015 - Current 1
Cetera Investment Services LLC St.cloud, MN Oct 2015 - Current 1
Regions Bank Birmingham, AL Sep 2015 - Current 1
Navy Federal Brokerage Services, LLC Pensacola, FL Jun 2014 - Sep 2015 1
Navy Federal Credit Union Pensacola, FL Jun 2013 - Jun 2014 1
Edward Jones St Louis, MO May 2011 - Jun 2013 2
Best Buy Alabaster, AL Jul 2010 - May 2011 < 1
Bases Loaded Training Facility Alabaster, AL Jan 2010 - Jun 2010 < 1
Jp Painting Company Verbena, AL Jan 2001 - Dec 2009 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Joseph R. Prokop
Phone Number: 888-528-2987
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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