Rachel Smith, financial advisor Birmingham AL

Rachel Smith

CRD Number: 3188641
Current Firm: Concourse Financial Group Advisors

Rachel Smith (CRD# 3188641) is an Investment Advisor Representative working at Concourse Financial Group Advisors in Birmingham, AL and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Concourse Financial Group Securities Inc. Birmingham, AL Jan 2008 - Current 16
Concourse Financial Group Agency Inc. Birmingham, AL Nov 2007 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Rachel T. Smith
Phone Number: 800-288-3035
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    4,021
    MILLIONS
  • Total Number of Accounts
    21,163
    ACCOUNTS
  • Average Account Value
    $189,980
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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