Retha Hagood, financial advisor Birmingham AL
93 score

Retha Hagood

CRD Number: 1440400
Current Firm: Wells Fargo Advisors Financial Network, LLC

Retha Hagood (CRD# 1440400) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Birmingham, AL and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors Financial Network, LLC Birmingham, AL May 2015 - Current 1
Ubs Financial Services Inc. Birmingham, AL Nov 2008 - May 2015 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gadsden, AL Jan 1982 - Nov 2008 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
S65 NASAA Investment Advisors Law Examination Sep 1994
Contact Info for Retha B. Hagood
Phone Number: 314-875-3000
Firm Website: http://www.wachovia.com
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    38,415
    MILLIONS
  • Total Number of Accounts
    131,465
    ACCOUNTS
  • Average Account Value
    $292,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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