Richard Farrar (CRD# 1010027) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Hoover, AL and has over 40 years of experience in the finance industry. Richard Farrar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Mar 2024 - Current | < 1 |
| Cetera Advisors LLC | St Cloud, MN | Jun 2022 - Current | 1 |
| Lion Street | Hoover, AL | Dec 2016 - Current | 7 |
| Fs Benefits, LLC | Hoover, AL | Sep 2013 - Current | 10 |
| Mountain Top Companies, LLC | Hoover, AL | Jun 2006 - Current | 17 |
| Lincoln Financial Advisors | Birmingham, AL | May 2000 - Jun 2022 | 22 |
| Lincoln National Life | Birmingham, AL | May 2000 - Jun 2022 | 22 |
| General American Insurance | Bham, AL | Jan 1984 - Jun 2022 | 38 |
| Insurance Agent/broker | Bham, AL | Dec 1981 - Jun 2022 | 40 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1984 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
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- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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