Robert Moody, financial advisor Birmingham AL

Robert Moody

CRD Number: 5509185
Current Firm: Lpl Financial LLC

Robert Moody (CRD# 5509185) is an Investment Advisor Representative working at Lpl Financial LLC in Birmingham, AL and has over 11 years of experience in the finance industry. Robert Moody has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Birmingham, AL Dec 2023 - Current < 1
Synovus Securities, Inc. Birmingham, AL Aug 2019 - Dec 2023 4
Clark Financial Advisors Birmingham, AL Apr 2019 - Aug 2019 < 1
Synovus Securities, Inc. Birmingham, AL Sep 2015 - Apr 2019 3
Pnc Investments Pittsburgh, PA Nov 2012 - Sep 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2013
Contact Info for Robert L. Moody
Phone Number: 704-733-3300
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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