Robert Norman, financial advisor Birmingham AL
93 score

Robert Norman

CRD Number: 5954628
Current Firm: Lpl Financial LLC

Robert Norman (CRD# 5954628) is an Investment Advisor Representative working at Lpl Financial LLC in Birmingham, AL and has over 4 years of experience in the finance industry. Robert Norman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Birmingham, AL Aug 2014 - Current 2
Suntrust Bank Atlanta, GA Jul 2011 - Aug 2014 3
Suntrust Investment Services, Inc. Atlanta, GA Jul 2011 - Aug 2014 3
Suntrust Bank Atlanta, GA Oct 2009 - Jun 2011 1
Maggianos Nashville, TN May 2009 - Sep 2009 < 1
Unemployed Auburn, AL Aug 2008 - Apr 2009 < 1
Auburn University Auburn, AL Aug 2006 - Aug 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Robert C. Norman
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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