Sarah Shotts, financial advisor Birmingham AL

Sarah Shotts

CRD Number: 3001876
Current Firm: Truist Advisory Services, Inc.

Sarah Shotts (CRD# 3001876) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Birmingham, AL and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Truist Investment Services, Inc. Birmingham, AL Feb 2021 - Current 3
Truist Advisory Services, Inc. Atlanta, GA Feb 2021 - Current 3
Bb&t Securities Birmingham, AL Sep 2015 - Feb 2021 5
Morgan Stanley Smith Barney Birmingham, AL Jun 2009 - Sep 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2003
S66 NASAA Uniform Combined State Law Examination Apr 2007
Contact Info for Sarah F. Shotts
Phone Number: 404-813-7713
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    53,170
    MILLIONS
  • Total Number of Accounts
    125,600
    ACCOUNTS
  • Average Account Value
    $423,328
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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