Stanley FunchesCRD Number: 3054709
Current Firm: Level Four Advisory Services
Stanley Funches (CRD# 3054709) is an Investment Advisor Representative working at Level Four Advisory Services in Birmingham, AL and has over 20 years of experience in the finance industry. Stanley Funches has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Level Four Advisory Services||Birmingham, AL||Mar 2017 - Current||1|
|Lpl Financial, LLC||Birmingham, AL||Aug 2012 - Current||5|
|Bridgeworth, LLC||Birmingham, AL||Aug 2012 - Feb 2017||4|
|Lincoln Financial Advisors Corp||Birmingham, AL||Jul 2003 - Aug 2012||9|
|Lincoln National Life Ins Co||Birmingham, AL||Jul 2003 - Aug 2012||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S65||NASAA Investment Advisors Law Examination||Mar 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,211MILLIONS
Total Number of Accounts7,794ACCOUNTS
Average Account Value$283,717
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AR, AZ, CA, CO, DC, DE, FL, GA, IA, IL, IN, KY, LA, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY
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