Stephen Smith (CRD# 4600367) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has 1 year of experience in the finance industry.
CRD# 5167067
Advanced Investment Management LLC
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cwa Asset Management Group | Naples, FL | May 2021 - Current | 2 |
| Unemployed | Birmingham, AL | Dec 2018 - May 2021 | 2 |
| Noesis Capital Management Corp | Birmingham, AL | Aug 2010 - Dec 2018 | 8 |
- FL
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Total Assets Under Management2,532MILLIONS
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Total Number of Accounts3,512ACCOUNTS
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Average Account Value$720,877
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AL, AZ, CA, CO, CT, FL, GA, IA, IL, IN, LA, MA, MD, MI, MN, MO, NC, ND, NE, NH, NJ, NY, OH, PA, SC, TN, TX, UT, VA, VT, WI, WV
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