Stephen Smith, financial advisor Birmingham AL
90 score

Stephen Smith

CRD Number: 4600367
Current Firm: Noesis Capital Management Corp

Stephen Smith (CRD# 4600367) is an Investment Advisor Representative working at Noesis Capital Management Corp in Birmingham, AL and has 1 year of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Noesis Capital Management Corp Birmingham, AL Aug 2010 - Current 6
Sterne Agee Asset Management, Inc. Birmingham, AL Aug 2002 - Jul 2010 7

Stephen Smith has no recent exams reported.
Contact Info for Stephen K. Smith
Phone Number: 561-999-9888
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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