Stuart WhatleyCRD Number: 1994038
Current Firm: Raymond James Financial Services Advisors, Inc.
Stuart Whatley (CRD# 1994038) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Birmingham, AL and has over 27 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Whatley Financial Group||Birmingham, AL||Jan 2016 - Current||1|
|Birmingham Investment Group||Birmingham, AL||Nov 2009 - Current||8|
|Raymond James Financial Services Advisors, Inc.||Birmingham, AL||Jan 2009 - Current||8|
|Raymond James Financial Services||Birmingham, AL||Jan 2008 - Current||9|
|Guthrie Whatley Ingram Dozier, LLC||Birmingham, AL||Jan 2008 - Current||9|
|Guthrie Whatley Financial Group||Birmingham, AL||Jan 2008 - Dec 2015||7|
|Wachovia Securities LLC||Birmingham, AL||Jul 2003 - Jan 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1989|
|S65||NASAA Investment Advisors Law Examination||Mar 1999|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV