Wendy MagnusonCRD Number: 3003876
Current Firm: Morgan Stanley
Wendy Magnuson (CRD# 3003876) is an Investment Advisor Representative working at Morgan Stanley in Birmingham, AL and has over 19 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Morgan Stanley||Birmingham, AL||Apr 2014 - Current||3|
|Unemployed||Hanceville, AL||Aug 2013 - Apr 2014||< 1|
|Edward Jones||Hanceville, AL||Feb 2013 - Aug 2013||< 1|
|Unemployed||Hanceville, AL||Oct 2012 - Feb 2013||< 1|
|Northwest Asset Management Dba Nwam, LLC||Mercer Island, WA||Jul 2012 - Oct 2012||< 1|
|Chuck Jones & Associates, Inc.||Portland, OR||Nov 2011 - Oct 2012||< 1|
|Unemployed||Portland, OR||Sep 2011 - Nov 2011||< 1|
|Key Invetment Services||Vancouver, WA||Sep 2008 - Sep 2011||3|
|Unemployed||Portland, OR||Aug 2008 - Sep 2008||< 1|
|Psu||Portland, OR||Mar 2005 - Jul 2008||3|
|Chuck Jones And Associates||Portland, OR||Jun 2006 - Sep 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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