William Hartsfield (CRD# 1003157) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Birmingham, AL and has over 20 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Apr 2022 - Current | 2 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Apr 2022 - Current | 2 |
| (dba) William H Hartsfield | Birmingham, AL | Mar 1975 - Current | 49 |
| Concourse Financial Group Securities (proequities) | Birmingham, AL | Jan 2004 - Apr 2022 | 18 |
| Concourse Financial Group Securities (proequities) | Birmingham, AL | Dec 2003 - Apr 2022 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jun 2003 |
- AL
-
Total Assets Under Management87,369MILLIONS
-
Total Number of Accounts448,526ACCOUNTS
-
Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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