David Altwerger, financial advisor Birmingham MI
68 score

David Altwerger

CRD Number: 5524357
Current Firm: Waddell & Reed

David Altwerger (CRD# 5524357) is an Investment Advisor Representative working at Waddell & Reed in Birmingham, MI and has over 8 years of experience in the finance industry. David Altwerger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Various Insurance Carriers For W&r Insurance Agencies Bloomfield, MI Jan 2016 - Current < 1
Waddell & Reed, Inc. Birmingham, MI Jan 2016 - Current < 1
Detroit Soul Revue LLC Bloomfield, MI Jan 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Jan 2016 1
Morgan Stanley Smith Barney Birmingham, MI Dec 2009 - Jan 2016 6
Pruco Securities LLC Troy, MI Apr 2008 - Dec 2009 1
The Prudential Insurance Company Of America Troy, MI Apr 2008 - Dec 2009 1
Unemployed Farmington Hills, MI Mar 2008 - Apr 2008 < 1
Charter One Bank/citizens Bank Commerce Township, MI Oct 2007 - Mar 2008 < 1
Unemployed Farmington Hills, MI Sep 2007 - Oct 2007 < 1
Enterprise Rent-a-car Novi, MI Aug 2006 - Sep 2007 1
Enterprise Rent-a-car Las Vegas, NV May 2004 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2008
S66 NASAA Uniform Combined State Law Examination Mar 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David B. Altwerger
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • FL
  • IL
  • KS
  • MI
  • MN
  • NC
  • ND
  • OH
  • WI
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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