Peggy Winbauer (CRD# 1222351) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mandan, ND and has over 37 years of experience in the finance industry.
CRD# 5993843
Newedge Advisors
CRD# 2114908
Edward Jones
CRD# 5257646
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks LLC | Mandan, ND | Aug 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Aug 2023 - Current | < 1 |
| Securian Financial Advisors Nd | Mandan, ND | Jun 2023 - Current | < 1 |
| Minnesota Life Insurance Company | St. Paul, MN | Jun 2023 - Aug 2023 | < 1 |
| Securian Financial Services Inc. | St. Paul, MN | Jun 2023 - Aug 2023 | < 1 |
| Raymond James Financial Services Advisors, Inc. | Bismarck, ND | Jan 2009 - May 2023 | 14 |
| P. Winbauer Investments, Inc. | Bismarck, ND | Nov 2006 - May 2023 | 16 |
| Raymond James Financial Services, Inc. | Bismarck, ND | Sep 1999 - May 2023 | 23 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1986 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- ND
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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