Scott BrannanCRD Number: 4553880
Current Firm: Berthel Fisher & Company Financial Services, Inc.
Scott Brannan (CRD# 4553880) is an Investment Advisor Representative working at Berthel Fisher & Company Financial Services, Inc. in Bismarck, ND and has over 14 years of experience in the finance industry.
Capital City Wealth Management, Inc.
Northwestern Mutual Investment Services,llc
Investment Centers Of America, Inc.
|Berthel Fisher & Company Financial Services, Inc.||Marion, IA||Sep 2009 - Current||8|
|Morgan Stanley Smith Barney||Bismark, ND||Jun 2009 - Sep 2009||< 1|
|Citigroup Global Markets Inc.||Bismarck, ND||Jul 2005 - Sep 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2003|
|S65||NASAA Investment Advisors Law Examination||Oct 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management765MILLIONS
Total Number of Accounts5,670ACCOUNTS
Average Account Value$134,832
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV