Lawrence Pappas (CRD# 4458841) is an Investment Advisor Representative working at Prudential Financial Planning Services in Bloomfield, NJ and has over 20 years of experience in the finance industry. Lawrence Pappas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Prudential Insurance Company Of America | Basking Ridge, NJ | May 2023 - Current | < 1 |
| Pruco Securities, LLC | Basking Ridge, NJ | May 2023 - Current | < 1 |
| Lawrence Pappas | Bloomfield, NJ | Apr 1993 - Current | 31 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Oct 2005 - May 2023 | 17 |
| Cetera Financial Specialists LLC | Schaumburg, IL | Oct 2005 - May 2023 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2003 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2005 |
- NJ
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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