Cathy CainCRD Number: 4062955
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cathy Cain (CRD# 4062955) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bloomfield Hills, MI and has 1 year of experience in the finance industry.
Lpl Financial LLC
Savant Wealth Management
Bernard Wealth Management Corp.
|Bank Of America, N.a.||Troy, MI||Jan 2021 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Troy, MI||Oct 2020 - Current||2|
|Plante Moran||Southfield, MI||Jan 2018 - Sep 2020||2|
|Unemployed||Grosse Pointe Park, MI||Nov 2013 - Jan 2018||4|
|Crossmark||Grosse Pointe, MI||Mar 2017 - Oct 2017||< 1|
|Higbie Maxon Agney||Farm, MI||Apr 2016 - Jan 2017||< 1|
|Williams-sonoma, Inc.||Troy, MI||Nov 2015 - Dec 2016||1|
|Calico Corners||Grosse Pointe, MI||Apr 2015 - Aug 2015||< 1|
|Allstate Ins Co Cathy G Cain Insurance||Alachua, FL||Feb 1999 - Nov 2013||14|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2021|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,093,689MILLIONS
Total Number of Accounts2,864,234ACCOUNTS
Average Account Value$381,844
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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