D Mark Smith, financial advisor Bloomington IN
93 score

D Mark Smith

CRD Number: 1063531
Current Firm: Wells Fargo Advisors, LLC

D Mark Smith (CRD# 1063531) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Bloomington, IN and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Indianapolis, IN Mar 2016 - Current < 1
Commonwealth Financial Network Waltham, MA Nov 2010 - Mar 2016 5
Five Talents Wealth Management, LLC Mooresville, IN Nov 2010 - Mar 2016 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Indianapolis, IN Feb 2006 - Nov 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1982
S65 NASAA Investment Advisors Law Examination Jun 2004
Contact Info for D Mark Smith
Phone Number: 314-875-3000
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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