Norman Merlet, financial advisor Bloomington IN
61 score

Norman Merlet

CRD Number: 5523607
Current Firm: Valic Financial Advisors, Inc.

Norman Merlet (CRD# 5523607) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Bloomington, IN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Valic Financial Advisors Louisville, KY Mar 2016 - Current < 1
Oneamerica Securities Indianapolis, IN Jun 2014 - Mar 2016 1
American United Life Indianapolis, IN Feb 2014 - Mar 2016 2
Dba Merlet Retirement Strategies Indianapolis, IN Sep 2012 - May 2014 1
New England Securities Indianapolis, IN Jul 2011 - Aug 2012 1
Signator Investors Inc. Indianapolis, IN May 2008 - Jul 2011 3
Sports Display Rancho Santa Margarita, CA May 2007 - May 2008 1
L & W Outdoor Greenfield, IN Nov 2005 - May 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Sep 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Norman C. Merlet
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
61

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