Paul Bullock (CRD# 1966948) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Bloomington, IN and has over 28 years of experience in the finance industry.
CRD# 3052458
Wells Fargo Advisors Financial Network, LLC
Score
101
CRD# 1738733
Northwestern Mutual Investment Services,llc
Score
96
CRD# 804477
Oneamerica Securities, Inc.
Score
96
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wells Fargo Advisors Financial Network LLC | Bloomington, IN | May 2009 - Current | 8 |
| Wachovia Securities Financial Network, Llc (11025) | Bloomington, IN | Feb 2009 - May 2009 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | Terre Haute, IN | Aug 2004 - Feb 2009 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1989 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
- IN
- TX
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Total Assets Under Management38,415MILLIONS
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Total Number of Accounts131,465ACCOUNTS
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Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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