Scott Sylvainus, financial advisor Center Valley PA

Scott Sylvainus

CRD Number: 6071696
Current Firm: Mml Investors Services, LLC

Scott Sylvainus (CRD# 6071696) is an Investment Advisor Representative working at Mml Investors Services, LLC in Center Valley, PA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investor Services, LLC Center Valley, PA Nov 2023 - Current < 1
Massmutual Life Insurance Company Center Valley, PA Oct 2023 - Current < 1
Upper Nazareth Twp Nazareth, PA Nov 2005 - Current 18
Mutual Of Omaha Investor Services, Inc. Omaha, NE Jun 2012 - Nov 2023 11
Mutual Of Omaha Bethlehem, PA Jul 2011 - Nov 2023 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2012
S65 NASAA Investment Advisors Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scott E. Sylvainus
Phone Number: (413)737-8400
Registered State(s):
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    72,828
    MILLIONS
  • Total Number of Accounts
    351,645
    ACCOUNTS
  • Average Account Value
    $207,106
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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