Stephen Schmitt (CRD# 5928024) is an Investment Advisor Representative working at Saxony Capital Management, LLC in Marlton, NJ and has over 12 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 1272342
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Saxony Securities, Inc. | St. Louis, MO | Oct 2022 - Current | 1 |
| Saxony Capital Management | St. Louis, MO | Oct 2022 - Current | 1 |
| Florida Financial Advisors, Inc. | Philadelphia, FL | Mar 2020 - Oct 2022 | 2 |
| Trinity Wealth Securities L.l.c | Tampa, FL | Oct 2019 - Oct 2022 | 3 |
| Sequent Planning | Marlton, NY | Jan 2019 - Mar 2020 | 1 |
| Futurity First Insurance Group | Marlton, NJ | Oct 2018 - Oct 2019 | 1 |
| Mutual Of Omaha Investor Services | Marlton, NJ | Jun 2016 - Oct 2018 | 2 |
| Mutual Of Omaha | Marlton, NJ | Jun 2016 - Oct 2018 | 2 |
| Purshe Kaplan Sterling Investments | Albany, NY | Oct 2014 - Jun 2016 | 1 |
| Mcadam Financial Group | Jersey City, NJ | Oct 2014 - Jun 2016 | 1 |
| Mcadam LLC | Jersey City, NJ | Oct 2014 - Jun 2016 | 1 |
| Voya Financial Advisors (ing Fp) | Boston, MA | Apr 2011 - Oct 2014 | 3 |
| Voya Financial Advisors | Jersey City, NJ | Feb 2010 - Oct 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2011 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2012 |
- NJ
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Total Assets Under Management239MILLIONS
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Total Number of Accounts1,192ACCOUNTS
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Average Account Value$200,746
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AR, CA, CO, CT, FL, HI, IL, LA, MI, MN, MO, NC, NE, NJ, NY, OH, OK, PA, SC, TX
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