Alan RadoulovitchCRD Number: 3127431
Current Firm: Ubs Financial Services Inc.
Alan Radoulovitch (CRD# 3127431) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Boca Raton, FL and has over 18 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Ubs Financial Services Inc.||Boca Raton, FL||Apr 2015 - Current||2|
|Oppenheimer & Company Inc.||Boca Raton, FL||Sep 2013 - Apr 2015||1|
|Unemployed||Boca Raton, FL||May 2013 - Sep 2013||< 1|
|Richard Beyer||Phoenix, AZ||May 2012 - May 2013||1|
|Northwestern Mutual Investment Services LLC||Phoenix, AZ||May 2012 - May 2013||1|
|Terrapin Terrain Service LLC||Cave Creek, AZ||Feb 2011 - Mar 2013||2|
|Merrill Lynch, Pierce, Fenner & Smith, Inc.||Chandler, AZ||Jan 2012 - Apr 2012||< 1|
|Not Employed||Glendale, AZ||Nov 2010 - Feb 2011||< 1|
|Fidelity Investments Institutional Services Company, Inc.||Westlake, TX||Feb 2010 - Oct 2010||< 1|
|Valic Financial Advisors||West Palm Beach, FL||Jun 2009 - Jan 2010||< 1|
|Fidelity Brokerage Services, LLC||Boca Raton, FL||Aug 2008 - Jun 2009||< 1|
|Strategic Advisers||Mission Viejo, CA||Jun 2002 - Jun 2009||7|
|Fidelity Personal Trust Company, Fsb.||Mission Viejo, CA||Jun 2002 - Jun 2009||7|
|Fidelity Brokerage Services, LLC||Cincinnati, OH||Mar 2001 - Jun 2009||8|
|Fidelity Brokerage Services, LLC||Santa Monica, CA||Jul 2006 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2012|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
|S66||NASAA Uniform Combined State Law Examination||Nov 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management391,710MILLIONS
Total Number of Accounts885,967ACCOUNTS
Average Account Value$442,127
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.