Alan Radoulovitch, financial advisor Boca Raton FL
73 score

Alan Radoulovitch

CRD Number: 3127431
Current Firm: Ubs Financial Services Inc.

Alan Radoulovitch (CRD# 3127431) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Boca Raton, FL and has over 17 years of experience in the finance industry.

Similar Advisors
Allen Giese, financial advisor Boca Raton FL
Allen P. Giese
CRD# 2145424
Northstar Financial Planners, Inc.
Score
105
Similar Advisors
Justin Blews, financial advisor Boca Raton FL
Justin Blews
CRD# 4223891
Morgan Stanley
Score
103
Similar Advisors
Ranga Chary, financial advisor Boca Raton FL
Ranga K. Chary
CRD# 1280216
Fin-est Investment Advisors, LLC
Score
103
Company Name Location Dates Years
Ubs Financial Services Inc. Boca Raton, FL Apr 2015 - Current 1
Oppenheimer & Company Inc. Boca Raton, FL Sep 2013 - Apr 2015 1
Unemployed Boca Raton, FL May 2013 - Sep 2013 < 1
Richard Beyer Phoenix, AZ May 2012 - May 2013 1
Northwestern Mutual Investment Services LLC Phoenix, AZ May 2012 - May 2013 1
Terrapin Terrain Service LLC Cave Creek, AZ Feb 2011 - Mar 2013 2
Merrill Lynch, Pierce, Fenner &amp; Smith, Inc. Chandler, AZ Jan 2012 - Apr 2012 < 1
Not Employed Glendale, AZ Nov 2010 - Feb 2011 < 1
Fidelity Investments Institutional Services Company, Inc. Westlake, TX Feb 2010 - Oct 2010 < 1
Valic Financial Advisors West Palm Beach, FL Jun 2009 - Jan 2010 < 1
Fidelity Brokerage Services, LLC Boca Raton, FL Aug 2008 - Jun 2009 < 1
Strategic Advisers Mission Viejo, CA Jun 2002 - Jun 2009 7
Fidelity Personal Trust Company, Fsb. Mission Viejo, CA Jun 2002 - Jun 2009 7
Fidelity Brokerage Services, LLC Cincinnati, OH Mar 2001 - Jun 2009 8
Fidelity Brokerage Services, LLC Santa Monica, CA Jul 2006 - Aug 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
S65 NASAA Investment Advisors Law Examination Jul 1999
S66 NASAA Uniform Combined State Law Examination Nov 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Alan M. Radoulovitch
Phone Number: 201-352-3000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Alan Radoulovitch and other advisors.
BADGES
73

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.