Alex Lee, financial advisor Boca Raton FL
90 score

Alex Lee

CRD Number: 5513235
Current Firm: Oppenheimer & Company Inc.

Alex Lee (CRD# 5513235) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Boca Raton, FL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Oppenheimer & Company Inc.` Boca Raton, FL Nov 2017 - Current < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Nov 2017 2
Morgan Stanley Boca Raton, FL Jan 2014 - Jan 2015 1
Nova Southeastern University Shepard Broad Law Center Boca Raton, FL Aug 2011 - May 2014 2
Robertson Anschutz & Schneid Boca Raton, FL May 2013 - Jan 2014 < 1
Bluefin Sushi Parkland, FL Oct 2011 - Mar 2013 1
Toll Brothers Golf Parkland, FL Mar 2011 - Aug 2011 < 1
Florida Atlantic University Boca Raton, FL Aug 2005 - May 2011 5
Assent LLC Boca Raton, FL Feb 2009 - Mar 2009 < 1
Game Stop Inc. Coral Springs, FL Aug 2008 - Dec 2008 < 1
Morgan Stanley Coral Springs, FL Mar 2008 - Jun 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Alex Lee
Phone Number: 212-668-8000
Firm Website: http://www.opco.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    9,642
    MILLIONS
  • Total Number of Accounts
    20,229
    ACCOUNTS
  • Average Account Value
    $476,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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