Andrew BocksteinCRD Number: 2334040
Current Firm: Fidelity Personal And Workplace Advisors
Andrew Bockstein (CRD# 2334040) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Boca Raton, FL and has over 28 years of experience in the finance industry.
Global Financial Private Capital, Inc.
Kingsview Wealth Management, LLC
World Equity Group, Inc.
|Fidelity Brokerage Services LLC||Financial Consultant, FL||May 2020 - Current||1|
|Unemployed||Boca Raton, FL||Feb 2020 - Apr 2020||< 1|
|Dinosaur Financial Group LLC||New York, NY||Feb 2019 - Jan 2020||< 1|
|Unemployed||New York, NY||Mar 2018 - Feb 2019||< 1|
|Cfia Cantor Fitzgerald Investment Advisors||New York, NY||Oct 2017 - Mar 2018||< 1|
|Cfwp Securities, Llc (||New York, NY||Oct 2017 - Mar 2018||< 1|
|Franklin/templeton Distributors, Inc.||San Mateo, CA||May 2005 - Sep 2017||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1993|
|S66||NASAA Uniform Combined State Law Examination||Jul 2020|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management566,242MILLIONS
Total Number of Accounts1,216,586ACCOUNTS
Average Account Value$465,435
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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