Craig JaffeCRD Number: 5303173
Current Firm: United Capital Financial Advisers
Craig Jaffe (CRD# 5303173) is an Investment Advisor Representative working at United Capital Financial Advisers in Boca Raton, FL and has over 10 years of experience in the finance industry. Craig Jaffe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Girard Securities Inc.||San Diego, CA||Jun 2011 - Current||6|
|United Capital Financial Advisers, LLC||Newport Beach, CA||Jun 2011 - Current||6|
|United Capital Financial Advisers, LLC||Newport Beach, CA||Jun 2009 - Jun 2011||2|
|Girard Securities, Inc.||San Diego, CA||Aug 2007 - Jun 2011||3|
|United Capital Financial Advisers, Inc.||Newport Beach, CA||Aug 2007 - Jun 2009||1|
|Ameriprise Financial Services,inc.||Boca Raton, FL||Mar 2007 - Jul 2007||< 1|
|Unemployed||Boca Raton, FL||Jan 2007 - Mar 2007||< 1|
|School||Morgantown, WV||Aug 2002 - Dec 2006||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Total Assets Under Management15,406MILLIONS
Total Number of Accounts48,598ACCOUNTS
Average Account Value$317,017
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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