Francis Schiavetti, financial advisor Boca Raton FL
59 score

Francis Schiavetti

CRD Number: 862923
Current Firm: Aegis Capital Corp.

Francis Schiavetti (CRD# 862923) is an Investment Advisor Representative working at Aegis Capital Corp. in Boca Raton, FL and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Aegis Capital Corp Boca Raton, FL Mar 2016 - Current < 1
Citigroup Doral, FL Mar 2014 - Mar 2016 2
Morgan Stanley Smith Barney Boca Raton, FL Aug 2010 - Mar 2014 3
Wachovia Securities, LLC Boca Raton, FL Oct 2006 - Aug 2010 3
Ubs Financial Services Inc. Boca Raton, FL Sep 2004 - Oct 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2001
S65 NASAA Investment Advisors Law Examination Jun 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Francis X. Schiavetti
Phone Number: 212-813-1010
Registered State(s):
  • FL
  • VA
By the Numbers
  • Total Assets Under Management
    327
    MILLIONS
  • Total Number of Accounts
    1,027
    ACCOUNTS
  • Average Account Value
    $318,015
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
59

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