Ivan GefenCRD Number: 1229418
Current Firm: Newbridge Financial Services Group, Inc.
Ivan Gefen (CRD# 1229418) is an Investment Advisor Representative working at Newbridge Financial Services Group, Inc. in Boca Raton, FL and has over 32 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Newbridge Securities Corporation||Boca Raton, FL||Apr 2016 - Current||1|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Feb 2016||1|
|Morgan Stanley||Boca Raton, FL||Jan 2013 - Feb 2016||3|
|National Asset Management, Inc.||Boca Raton, FL||Feb 2010 - Jan 2013||2|
|Vfinance Investments, Inc.||Boca Raton, NY||Feb 2002 - Jan 2013||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1984|
|S65||NASAA Investment Advisors Law Examination||Feb 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management97MILLIONS
Total Number of Accounts563ACCOUNTS
Average Account Value$171,484
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, MA, MD, MI, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WI