James Dorminey, financial advisor Boca Raton FL
77 score

James Dorminey

CRD Number: 3029640
Current Firm: Valic Financial Advisors, Inc.

James Dorminey (CRD# 3029640) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Boca Raton, FL and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Valic Investment Services Company Pompano Beach, FL Oct 1998 - Current 18
Public Employees Equities Services Company Pompano Beach, FL Feb 1998 - Current 18
Metropolitan Life Insurance Company New York, NY Feb 1998 - Current 18

James Dorminey has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James D. Dorminey
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
77

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