James Viets, financial advisor Boca Raton FL
93 score

James Viets

CRD Number: 1798108
Current Firm: Td Ameritrade, Inc.

James Viets (CRD# 1798108) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Boca Raton, FL and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Boca Raton, FL Dec 2014 - Current 2
Na Boca Raton, FL Sep 2014 - Nov 2014 < 1
Fidelity Brokerage Services LLC Alexamdria, VA Jun 2010 - Aug 2014 4
First Command Financial Services, Inc. Boca Raton, FL Apr 2010 - Jun 2010 < 1
Na Boca Raton, FL Nov 2009 - Mar 2010 < 1
Gulfstream Business Bank Delray Beach, FL Apr 2009 - Oct 2009 < 1
Primevest Financial Services, Inc. St. Cloud, MN Apr 2009 - Oct 2009 < 1
Tiaa-cref Individual & Institutional Services, LLC Boston, MA Sep 2004 - Mar 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1988
S65 NASAA Investment Advisors Law Examination Jan 1997
Contact Info for James R. Viets
Phone Number: (800) 669-3900
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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