Leonardo GonzalezCRD Number: 5275293
Current Firm: Polen Capital Management, LLC
Leonardo Gonzalez (CRD# 5275293) is an Investment Advisor Representative working at Polen Capital Management, LLC in Boca Raton, FL and has over 4 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
Tobias Financial Advisors
|Foreside Funds Distributors LLC||Boca Raton, FL||Feb 2014 - Current||2|
|Polen Capital Management, LLC||Boca Raton, FL||Feb 2014 - Current||2|
|Bank Of America, N.a.||Fort Lauderdale, FL||Dec 2011 - Jan 2014||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Fort Lauderdale, FL||Jul 2011 - Jan 2014||2|
|Oxford Business Group||London,||May 2008 - Jul 2011||3|
|Media Plus Consulting||Brussels,||Jul 2006 - May 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management6,694MILLIONS
Total Number of Accounts3,775ACCOUNTS
Average Account Value$1,773,162
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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