Mark Matthews, financial advisor Boca Raton FL
93 score

Mark Matthews

CRD Number: 5521943
Current Firm: Ameriprise Financial Services, Inc.

Mark Matthews (CRD# 5521943) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Boca Raton, FL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Boca Raton, FL Jul 2013 - Current 3
Morgan Stanley Smith Barney Ft. Lauderdale, FL Jun 2009 - Jul 2013 4
Morgan Stanley Ft Lauderdale, FL Apr 2008 - Jul 2013 5
Retired Boca Raton, FL Apr 2007 - Mar 2008 < 1
World Health Organization Manila, Jul 2003 - Mar 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2008
Contact Info for Mark S. Matthews
Phone Number: 612-671-3131
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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