Mendy Morgan, financial advisor Boca Raton FL

Mendy Morgan

CRD Number: 4152738
Current Firm: Cetera Advisor Networks LLC

Mendy Morgan (CRD# 4152738) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Boca Raton, FL and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jan 2019 - Current 2
Summit Financial Group Inc. Boca Raton, FL Sep 2019 - May 2021 1
Summit Brokerage Services, Inc. Boca Raton, FL Jan 2019 - Sep 2019 < 1
Homemaker Grand Rapids, MI Aug 2018 - Jan 2019 < 1
Summit Brokerage Services, Inc. Boca Raton, FL Jun 2018 - Aug 2018 < 1
Summit Financial Group Inc. Boca Raton, FL Jun 2018 - Aug 2018 < 1
Homemaker Grand Rapids, MI Aug 2017 - Jun 2018 < 1
Regulus Advisors LLC Kentwood, MI Jan 2017 - Aug 2017 < 1
Regal Investment Advisors, LLC Kentwood, MI Jan 2017 - Aug 2017 < 1
Royal Securities Company Grandville, MI Jan 2012 - Nov 2016 4
Homemaker Grandville, MI Nov 2008 - Jan 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2012
S66 NASAA Uniform Combined State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination Sep 2019
Contact Info for Mendy A. Morgan
Phone Number: 310-326-3100
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    25,817
    MILLIONS
  • Total Number of Accounts
    81,004
    ACCOUNTS
  • Average Account Value
    $318,708
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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