Morgan Zook, financial advisor Boca Raton FL
96 score

Morgan Zook

CRD Number: 863844
Current Firm: Morgan Stanley

Morgan Zook (CRD# 863844) is an Investment Advisor Representative working at Morgan Stanley in Boca Raton, FL and has over 35 years of experience in the finance industry. Morgan Zook has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Boca Raton, FL Jun 2009 - Current 7
Morgan Stanley & Company Boca Raton, FL Jan 2008 - Current 8
Ubs Financial Services Inc. Boca Raton, FL Mar 2000 - Jan 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1981
S65 NASAA Investment Advisors Law Examination Jul 2009
Contact Info for Morgan Zook
Phone Number: 914-225-5510
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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