Nelly UlloaCRD Number: 6086669
Current Firm: Summit Financial Group Inc.
Nelly Ulloa (CRD# 6086669) is an Investment Advisor Representative working at Summit Financial Group Inc. in Boca Raton, FL and has over 3 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Cetera Advisor Networks LLC||El Segundo, CA||Jun 2016 - Current||1|
|Summit Brokerage Services||Boca Raton, FL||Feb 2015 - Current||2|
|Summit Financial Group Inc.||Boca Raton, FL||Feb 2015 - Current||2|
|Newbridge Securities Corporation||Ft. Lauderdale, FL||Oct 2012 - Jan 2015||2|
|Nms Financial Services, LLC||Coral Springs, FL||Jun 2012 - Sep 2012||< 1|
|Spin Ultra Lounge||Boca Raton, FL||Apr 2011 - Jun 2012||1|
|Brickhouse Tavern & Tap||Fort Lauderdale, FL||Feb 2011 - Jan 2012||< 1|
|N/a||Boca Raton, FL||Oct 2010 - Dec 2010||< 1|
|Knight Time Billards||Hollywood, FL||Jun 2010 - Sep 2010||< 1|
|Mdc||Kendall, FL||Sep 2009 - Jun 2010||< 1|
|Mango's Tropical Cafe||Miami Beach, FL||Dec 2005 - Aug 2009||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2013|
Total Assets Under Management1,671MILLIONS
Total Number of Accounts8,086ACCOUNTS
Average Account Value$206,638
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV
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