Nelly Ulloa, financial advisor Boca Raton FL
89 score

Nelly Ulloa

CRD Number: 6086669
Current Firm: Summit Financial Group Inc.

Nelly Ulloa (CRD# 6086669) is an Investment Advisor Representative working at Summit Financial Group Inc. in Boca Raton, FL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jun 2016 - Current < 1
Summit Brokerage Services Boca Raton, FL Feb 2015 - Current 1
Summit Financial Group Inc. Boca Raton, FL Feb 2015 - Current 1
Newbridge Securities Corporation Ft. Lauderdale, FL Oct 2012 - Jan 2015 2
Nms Financial Services, LLC Coral Springs, FL Jun 2012 - Sep 2012 < 1
Spin Ultra Lounge Boca Raton, FL Apr 2011 - Jun 2012 1
Brickhouse Tavern & Tap Fort Lauderdale, FL Feb 2011 - Jan 2012 < 1
N/a Boca Raton, FL Oct 2010 - Dec 2010 < 1
Knight Time Billards Hollywood, FL Jun 2010 - Sep 2010 < 1
Mdc Kendall, FL Sep 2009 - Jun 2010 < 1
Mango's Tropical Cafe Miami Beach, FL Dec 2005 - Aug 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for Nelly G. Ulloa
Phone Number: 561-338-2600
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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